Comparing the benefits of chemoradiotherapy and chemotherapy for resectable stage III A/N2 non-small cell lung cancer: a meta-analysis
© The Author(s). 2018
Received: 28 August 2017
Accepted: 8 January 2018
Published: 16 January 2018
Induction chemotherapy has been shown to improve survival of patients with stage III A/N2 (T1–3, N2, M0) non-small cell lung cancer (NSCLC), followed by resection, but the benefits of neoadjuvant radiotherapy still remain controversial.
PubMed, Embase, and Cochrane library databases were searched for relevant randomized controlled trials (RCTs) comparing the outcomes of induction chemoradiotherapy over induction chemotherapy, in patients with resectable stage IIIA/N2 NSCLC. Odds ratios (ORs) with corresponding 95% confidence intervals (95% CIs) were calculated using random- or fixed-effects model, and heterogeneity was assessed using I2 test. Publication bias was examined by funnel plots analysis.
A total of three RCTs met the inclusion criteria of our meta-analysis. The pooled results demonstrated that, in comparison to induction chemotherapy, induction chemoradiotherapy has a significant benefit in tumor response, mediastinal downstaging, and pathological complete response of mediastinal lymph nodes. In addition, no more peri-intervention mortality was detected in patients from chemoradiotherapy group, and a higher number of patients from this group had R0 resection. However, our results did not show any difference between overall survival and progression-free survival after 2, 4, and 6 years of follow-ups, in patients undergoing radiation therapy vs. induction chemotherapy.
Preoperative chemoradiotherapy, as compared to induction chemotherapy alone, is associated with similar peri-intervention mortality, a greater tumor response, mediastinal nodule downstaging, and rate of R0 resection, but does not improve survival of resectable stage IIIA/N2 NSCLC patients.
Lung cancer is the leading cause of cancer-related deaths worldwide, and non-small cell lung cancers (NSCLCs) constitute more than 75% of all lung cancer cases [1, 2]. Tumors invading the ipsilateral mediastinal lymph nodes (stage IIIA/N2) account for 50% of the locally advanced NSCLCs cases [3–5]. The metastases of NSCLC to ipsilateral mediastinum (N2) lead to heterogeneous diseases grouped into three categories: occult N2, resectable N2, and non-resectable N2 . According to the international NSCLC guidelines, patients with occult N2 disease, discovered during surgical resection, should continue with the planned resection along with mediastinal lymph node resection. But, for patients with non-resectable N2 disease, concurrent chemoradiotherapy is recommended. However, the optimal treatment strategy for potentially resectable stage IIIA/N2 NSCLC remains controversial, and the prognosis is unsatisfactory .
Previous studies have indicated that induction chemotherapy has the ability to make tumors more operable, improve the likelihood of a complete resection, and eradicate the chances of distant micro-metastases, thereby improving the final survival [7–9]. These findings led to the inclusion and recommendation of induction chemotherapy for resectable stage IIIA/N2 patients before their surgery. Since the publication of these recommendations, neoadjuvant chemoradiotherapy has also been developed, thereby establishing a need to test whether chemoradiotherapy is more beneficial than induction chemotherapy alone. Several trials have been undertaken to study the safety and efficacy of induction approaches by combining chemotherapy and radiotherapy [10–15]. Especially, Shah et al. , in 2012, reported a meta-analysis comparing neoadjuvant chemoradiotherapy with chemotherapy alone for potentially operable stage IIIA/N2 NSCLC. They showed that neither regimen had a benefit over the other in terms of OS. However, among the seven studies included in their meta-analysis, only two were randomized control trials with quantitative analysis. In fact, the study by Thomas et al. included a substantial proportion of stage III B (T4 N1–3 M0 or T1–4 N3 M0) patients , which reduced the power of the results for stage IIIA/N2 patients. In addition, other studies [13, 14] have tried to compare these two regimens with variable results. Thus, we performed this updated meta-analysis by specifically including only randomized control trials of patients exclusively diagnosed with stage IIIA/N2 NSCLC, to ascertain whether addition of preoperative radiotherapy to chemotherapy would improve the survival outcome in these stage IIIA/N2 patients.
Material and methods
Two authors (Peng and Xia) independently extracted the following information from the eligible studies: title, publication year, authors, number of patients, chemotherapy and chemoradiotherapy regimen, and outcomes. The outcome measures included tumor response, pathological complete response, mediastinal nodule downstaging, pathological complete response of mediastinal lymph node, progression-free survival (PFS), and OS at 2, 4, and 6 years. In some cases, the data were extracted from figures, if they were not directly reported in the text or tables. Disagreements about data extraction were also resolved by discussion and consensus with another author (Zhuang).
Assessment of methodological quality
The quality of the included studies was assessed independently by two authors (Chen and Zhou). Risk of bias among randomized controlled trials (RCTs) was evaluated by RevMan 5.2.10 software (Cochrane Collaboration, UK), using the following domains: sequence generation, allocation sequence concealment, blinding, incomplete outcome data, selective outcomes reporting, and other potential sources of bias. Each domain was classified as low, high, or unclear risk. RCTs were classified into level A (each of the criteria were appropriate), level B (most of the criteria were appropriate), and level C (most of the criteria were not appropriate).
All the statistical analyses were performed using RevMan v5.2 software (The Cochrane Collaboration, Copenhagen, Denmark). Odds ratios (ORs) with 95% confidence intervals (CIs) were calculated for dichotomized data and a p value of ≤ 0.05 represented statistical significance. Heterogeneity in the data was evaluated using I2 statistics, where an I2 value of > 50% defined substantial heterogeneity, according to the Cochrane Handbook for Systematic Reviews of Interventions v5.1.0. The fixed-effects model was used for assessing outcome when heterogeneity was low (I2 < 50%), while random-effects model analysis was performed in cases with substantial heterogeneity (I2 > 50%). Sensitivity analysis was conducted to confirm the robustness and reliability of the results, and potential publication bias was assessed using funnel plot analysis.
Summary of three randomized controlled trials included in the meta-analysis
Number of patients
Girard et al.
VP or PC + Con RT(46Gy)
Katakami et al.
DC + Con RT(40Gy)
Pless et al.
DP + Seq RT(44Gy)
Tumor response and pathological complete response
Mediastinal nodal downstaging and mediastinal lymph nodes pathological complete response
Incidence rate of patients not receiving surgery after neoadjuvant treatment
Overall survival and progress-free survival
Analysis of methodological quality, publication bias, and sensitivity
Previous studies have indicated that patients with resectable N2 disease have poor outcomes after resection alone [17, 18]. These studies suggest that multimodal therapy, including systemic treatment for distant control (chemotherapy), is essential in these patients. Reports also indicate that preoperative chemotherapy might make tumors more operable, improve the likelihood of complete resection, eradicate the chances of distant micro-metastases, and finally improve OS [7–9]. However, with the advent of radiotherapy, another local treatment, the question arises of whether its addition to chemotherapy can have any additional benefits for patients with stage IIIA/N2 NSCLC. Currently, the answer seems debatable.
Importantly, based on the data from our meta-analysis, neoadjuvant chemoradiotherapy had an advantage for patients with stage IIIA/N2 NSCLC, in terms of tumor response, mediastinal downstaging, and a pathological complete response in mediastinal lymph nodes. All these benefits indicated local efficacy of radiotherapy. Interestingly, more patients had R0 resection after chemoradiotherapy than after chemotherapy alone. Moreover, a low heterogeneity among the included three RCTs reinforced the robustness of our result. In addition, all patients in this meta-analysis, except 13/46 patients from the trial by Girard et al. , had pathological proof of N2-involvement, which provided additional credibility to our results. Although, previous studies have shown that mediastinal downstaging and increased rate of complete resection followed by neoadjuvant therapy are prognostic factors for better survival in patients with stage IIIA/N2 NSCLC [19–21], our pooled results demonstrated that addition of radiotherapy into chemotherapy was not superior to neoadjuvant chemotherapy alone, in terms of PFS and 2-, 4-, and 6-year OS. It is important to mention here that pooled results from our study were similar with those from the large retrospective study by Yang et al. , which included 1362 patients with clinical IIIA (T1–3N2M0) disease. Their results showed that downstaging from N2 to N0/N1 was more common with induction chemoradiation than with induction chemotherapy (58 vs 46%), but the 5-year survival of patients was similar between both groups (41 vs 41%). It has been observed that induction radiation could cause fibrosis and extensive adhesion and may lead to more difficult mediastinal lymph node dissections [22, 23]. The study by Yang et al. revealed that the number of lymph nodes harvested was reduced after adding radiation to induction chemotherapy . The overall examination of fewer lymph nodes may underestimate the post neoadjuvant therapy pathological stage (ypTNM) and can lead to higher incidence of mediastinal downstaging and R0 resection. All these observations may explain why the increased rate of mediastinal downstaging and complete resection did not result in better survival in the chemoradiotherapy group as we had observed in this meta-analysis.
Additionally, not all the patients having induction therapy are eligible for surgery and the main reason for patient exclusion from definitive surgery is progression disease and severe therapy-related toxicity. The pooling results showed no significant difference in patients excluded from definitive surgery between both groups. More specifically, no difference between chemotherapy group and chemoradiotherapy group was observed in terms of progression disease and severe therapy-related toxicity after induction therapy. High incidence of perioperative mortality, ranging from 4 to 9%, after induction therapy has been noted [23–25]. However, perioperative mortality in our study was lower in comparison to that in previous studies. Interestingly, the studies of Girard et al.  and Katakami et al.  showed no peri-interventional mortality in both chemotherapy and chemoradiotherapy groups. The study by Pless et al.  showed mortality rate of 3% (3/94) in patients from the chemotherapy group and 0% in the chemoradiotherapy group. The possible reason for this difference in mortality rate could be that our included studies were published earlier (2000–2007) than other studies like the trials by Thomas et al.  and Albain et al.  (1994–2003). The changed practice patterns over time, including more strict selection criteria for pneumonectomy, strategies to protect the bronchial stump, perioperative fluid administration, and use of three-dimensional radiation planning, can explain the better outcomes reported in the present meta-analysis [10, 11, 13, 14, 24]. Moreover, previous study by Thomas et al.  demonstrated increased surgical mortality after addition of preoperative radiotherapy to induction chemotherapy (9.2 vs 4.5%). But our meta-analysis showed no significant difference between those two groups in terms of postoperative mortality [11, 13, 14].
In summary, addition of radiotherapy into induction therapy did not increase peri-interventional mortality. But it should not be recommended, in addition to chemotherapy before surgery, in patients with stage IIIA/N2 NSCLC, due to high medical expenses and little benefit in terms of survival. It is important to mention that the numerous limitations of the RCTs included in our meta-analysis can hinder the conclusiveness of our data. As our meta-analysis only included three RCTs, our study is susceptible to being underpowered. Indeed, the sample size in two of these RCTs was too small to detect meaningful differences in the outcomes.
Preoperative chemoradiotherapy, as compared to chemotherapy alone, can increase the pathological response and mediastinal downstaging in patients with resectable stage IIIA/N2 NSCLC, without increasing peri-interventional mortality. However, it does not improve long-term survival. Going forward, additional high-quality randomized controlled trials should be undertaken to further confirm the validity of our results.
The study was funded by the Human Provincial Science and Technology Department (2017JJ2345).
Availability of data and materials
All data generated or analyzed during this study are included in this published article.
YC participated in the design of the study and in drafting the manuscript. YZ performed the statistical analysis. XP and KX participated in the data extraction. WZ conceived of the study, participated in its design and coordination, and helped to draft the manuscript. All authors read and approved the final manuscript.
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The authors declare that they have no competing interests.
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