Surgical outcomes in patients with small cell lung cancer: comparative analysis of computed tomograpy-detected patients with others
© Koizumi et al; licensee BioMed Central Ltd. 2013
Received: 15 October 2012
Accepted: 23 February 2013
Published: 8 March 2013
It is shown that low-dose computed tomography (CT) screening is useful for a reduction in lung-cancer-specific mortality in heavy smokers. However, the information about effectiveness according to the histological types of lung cancer has not been adequately investigated especially small cell lung cancer (SCLC). The present study was performed to see the clinical benefit of CT screening in patients with SCLC following thoracotomy.
We retrospectively reviewed the outcome in patients with early stage SCLC who initially underwent thoracotomy. The clinical stages and actuarial survival were estimated according to the three means of detection of SCLC: chest CT, radiographic screen, and symptomatically prompted cases.
Sixty-nine patients (men/women, 63/6; mean age, 70 years) with SCLC underwent thoracotomy between 1991 and 2010 including chest CT (n = 13), radiographic screening (n = 39), and symptomatically prompted cases (n = 17). Pathological staging information included stage IA (n = 25), IB (n = 8), IIA (n = 13), IIB (n = 5), IIIA (n = 11), and IIIB (n = 7). Median survival time was 30.0 (95% confidence interval (CI): 22.0 to 57.0) months, with overall survival at 5 years of 34.3% (95% CI, 23.47 to 47.3). Nine patients (69%) with stage I were detected by CT which was significantly higher than those in other detection arms. However, there were no significant differences in the survival between CT and other detection arms.
CT examination may be useful for detection in early stage SCLC potentially suitable for surgery, but the contribution to better clinical outcome in patients with SCLC remains unclear.
KeywordsSmall cell lung cancer Chemotherapy Surgery Survey LD-SCLC Early stage
Lung cancer is the leading cause of cancer mortality worldwide , including Japan . Small cell lung cancer (SCLC) represents 10% to 15% of all lung cancers  and shows a high grade of malignancy with rapid growth and early widespread metastasis. As it is a virulent disease with high metastatic potential, it is usually considered a systemic disease at initial presentation. However, surgical resection has been commonly accepted in the management of the early stage of limited-disease (LD) SCLC . Based on several institutional analyses [5–9] and population-based registration data [10–12], positive and favorable survival rates with initial surgery have been reported in selected patients with early stage SCLC.
On the other hand, the National Lung Screening Trial (NLST), a large randomized controlled trial designed to evaluate low-dose computed tomography (CT) screening for lung cancer in heavy smokers, demonstrated a decrease in lung-cancer-specific mortality in a CT screening population [13–15]. In addition, there have been many reports that CT can detect more of these lesions at an earlier stage than chest radiography [15, 16]. We initially began a low-dose CT screening trial using a mobile CT unit in Japan [17–20], and CT screening for lung cancer has now been extended in Nagano Prefecture, Japan. We previously reported six cases with early stage SCLC detected by CT screening; four of these cases were successfully treated by initial surgical resection . Thus, CT screening may influence the clinical outcome in patients with SCLC. Recently, Cuffe et al.  summarized 10 cases of SCLC identified in the CT screening and suggested the ineffectiveness of CT screening because of their identical survivals with those in general SCLC patients. However, there remains to be a scarcity of data focusing on screen-detected SCLC.
There were two objectives in our present study. First, we performed a retrospective review of SCLC patients who initially underwent surgical resection at three main hospitals in Nagano Prefecture and summarized the clinical characteristics. In addition, we divided patients according to the initial presentations or reasons for detecting diseases into the following three categories: chest CT, radiographic screen, and symptomatically prompted cases. Finally, we examined and analyzed the clinical stage and survival outcomes according to the three categories.
Between January 1991 and December 2010, thoracotomy was performed in a total of 3,776 cases of primary lung cancer at Shinshu University (1,535 cases), Saku Central Hospital (1,576 cases), and Chushin Matsumoto Hospital (665 cases). Among them, 69 cases of SCLC (1.8%, of total thoracotomy for patients with primary lung cancer), who were initially treated for SCLC by pulmonary resection, were enrolled in the present study. There were 11 cases of SCLC treated by surgery after systemic chemotherapy, but these subjects were excluded from the analysis. The study subjects were identified and selected retrospectively from operation lists and the electronic clinical record search engine of hospitals. This study was conducted according to the principles of the Declaration of Helsinki. Patient privacy was protected when using individual information.
Clinical staging was evaluated by standard examination. All patients underwent physical examination, complete blood cell count, biochemistry examination, chest radiography (CXR), CT scans of the thorax and abdomen, bone scintigraphy, and magnetic resonance imaging (MRI) scan of the brain as pretreatment evaluation. Routine integrated positron emission tomography (PET)/CT scan was added to assess lymph node (and distant) involvement from 2005. Clinical and pathological staging were performed according to the 6th edition of the TNM classification of lung cancer. Routine mediastinoscopy was not performed in any cases. Operative indication was considered for clinical stages IA to IIB in patients with preoperative diagnosis of SCLC. With regard to diagnosis, routine fiberscopic bronchoscopy combined with transbronchial needle aspiration, forceps biopsy, brushing, and washing or percutaneous needle biopsy was performed if possible. However, when histological or cytological findings could not be obtained despite these examinations or when there was a strong suspicion of malignancy based on the CT findings, thoracotomy was recommended. In addition, when CT scans were indeterminate for lesions, such as those <10 mm, follow-up CT examinations were performed every 3 months to determine whether there were any interval changes in size, density, configuration, or internal structures. The interpretation of CT images was based on commonly used imaging features, that is, morphological characteristics and interval growing tendency [15, 19, 22]. Thus, when growing tendency in the nodules was definitely identified at the annual repeat CT screen, surgical resection was also recommended. In the absence of preoperative diagnosis, pathological examination was first determined intraoperatively, and in cases in which a diagnosis of malignancy was confirmed we proceeded immediately to extended resection of lung and lymph nodes. Systematically hilar and mediatinal lymph node dissection was performed in cases of lobectomy and pneumonectomy. Hilar and subcarinal lymph node (if necessary) sampling were done in case of partial resection. Final pathological diagnosis and stage were established based on the resected specimen and lymph nodes. Cases of large cell neuroendocrine carcinoma or mixed with non-SCLC were excluded from the present analysis.
The survival rates of the patients were calculated from the operation date until the time of death. Survival for all patients was recorded up to 31 July 2011. Operative mortality was defined as death within 30 days of operation or during the same hospitalization period.
Statistical calculations were performed using StatView and SAS (SAS Institute, Inc., Cary, NC, USA). The actual overall survival rates after surgery were calculated using the Kaplan-Meier method, and differences in the resulting distributions were compared between groups by the log-rank test. Prognostic factors for overall survival were examined by the Cox proportional hazard model with adjustment for covariates, including sex, pathological stage, tumor size (>20 mm vs. ≤20 mm), lymph node metastasis status, post-chemotherapy (yes or no), type of resection, time period (1991 to 2000 vs. 2001 to 2010) and reason for admission (CT screen vs. CXR screen or symptomatic presentation). The numerical data in three groups were compared by analysis of variance with corrections for multiple comparisons (Scheffé’s test). Category data were analyzed using the chi-square test. The data are expressed as means ± standard deviation. In all analyses, P <0.05 was taken to indicate statistical significance.
Patient characteristics (total of 69 cases)
70.0 (45 to 82 years)
M : F
63 : 6
(Mean pack year 62.1 ± 4.3)
Postoperatively, 41 patients were treated with chemotherapy. By 1998, alternating cyclophosphamide/doxorubicin/vincristine with cisplatin/etoposide chemotherapy was performed. Subsequently, cisplatin/etoposide or cisplatin/CPT-11 was performed after resection. Chemotherapy was repeated for two to four cycles. There were no patients treated with adjustment thoracic radiotherapy for hilar-mediastinal area after surgery. The postoperative period was uncomplicated and there were no cases of postoperative in-hospital mortality. However, one patient developed pneumonia and died 2 months after surgery.
Differences between clinical and pathological stages
Relationship between clinical and pathological stages in SCLC initially treated with thoracic surgery
Numbers of patients with SCLC initially treated with thoracic surgery according to CT test, radiographic screen (CXR), and symptomatically prompted cases
Symptoms (n =17)
CXR (n =39)
CT (n =13)
Stage IA (n = 25)
Stage IB (n = 8)
Stage IIA (n = 13)
Stage IIB (n = 5)
Stage IIIA (n = 11)
Stage IIIB (n = 7)
We summarized the clinical outcomes in patients initially underwent surgical resection for SCLC and demonstrated a 5-year survival rate of 34.3%. Several recent retrospective analyses have described improved or favorable survival rates in patient with resected SCLC [5–12]. Chandra et al.  summarized 67 patients, including four with stage IV disease, who underwent thoracotomy for SCLC at their own institution and described an overall 5-year survival rate of 27%. Lim et al. recently described excellent results a 5-year survival rate of 52% for patients with stage I to III disease who underwent lung resection. In their series, there were no clear differences in clinical categories or across the spectrum of nodal disease from N0 to N2. In Japanese subjects with resected SCLC, 5-year survival rate was 43% and the survival has improved over the past several decades . In addition, Schreiber et al.  summarized treatment arms and overall survival in patients with LD-SCLC using a US population-based database, and compared survival with and without surgery. They reported that 5-year survival rates in both T1-2, N0 and T3-4, N0 or T1-4, N1-2 were significantly higher in patients treated with than those in those without surgery (44.8% and 26.3% vs. 13.7% and 9.3%, respectively). Thus, surgery was associated with improved survival for selected patients with early stage SCLC. In our series, survival results and disease distribution were almost identical to these previous studies [5–12]. Thus, we also suggest that good results can be achieved in selected patients with complete resection throughout the spectrum of UICC from stage I to III. These results, including our data, do not suggest that we should routinely perform surgery in all patients in stages I to III. However, we feel that surgery could have an important role in the treatment strategies in patients in the early stages of LD-SCLC.
In the present study, N-factor rather than T-factor was an important prognostic factor in patients with SCLC who underwent initial thoracic surgery, which was consistent with previous studies [11, 12, 23]. Thus, an accurate preoperative diagnosis of the N-status should be made to determine indications for surgery in patients with SCLC. We found that the N-factor was underestimated in 16 patients in the present study. Similar findings of mismatch with nodal involvements between pre- and post-surgery were also reported in other studies [7, 9, 23]. Real-time endobronchial ultrasound-guided transbronchial needle aspiration (EBUS-TBNA) and PET/CT are new diagnostic tools and have been shown to be useful for precise diagnosis and staging of lung cancer, especially N involvements [24, 25]. As EBUS-TBNA and PET/CT are now available for routine use in our institutes, the time frame of this 20-year retrospective analysis could influence the current data, which may be a limitation of the present analysis. Further studies are required to determine how N2 disease can be accurately diagnosed and excluded from surgery in patients with SCLC.
The present study focused on comparisons of staging and survival in initial resected SCLC according to the reasons for detecting disease, that is, CT and radiographic screening or symptoms. We found that a frequency of stage I SCLC in a CT detected population was significantly higher than those in other groups, but patients detected by CT had no better survival benefit compared with those detected by chest radiographic screening and symptomatically prompted patients. The prospective study of NLST demonstrated that the use of CT screening reduced mortality from lung cancer in heavy smokers [13–15]. However, CT screening identified a preponderance of early stage adenocarcinoma. Although survival analysis according to histological type was not described in the NLST study, there were no significant differences in detection of patients with SCLC in each stage between CT and radiographic screening groups . The present study was limited to patients with initially resected SCLC and evaluated prospectively. Furthermore, CT group included five cases of SCLC accidentally detected by follow-up CT examination for other diseases. Thus, it is difficult for us to comment the role of CT screening on the prognosis in patients with SCLC from the present results. However, our data suggested that CT examination could bring a stage shift to early disease in SCLC who was considered for surgery. Further studies comparing the clinical outcomes of all stages of SCLC detected by radiographic screening with symptomatically prompted cases are required.
Retrospective analysis of surgical results for SCLC suggested that operation should be considered for early stage SCLC. However, accurate preoperative diagnosis, especially N2 status, is required. In addition, CT screening may contribute to detection of early stage SCLC suitable for thoracic surgery but it remains unclear whether CT screening can improve clinical outcome in patients with SCLC.
The authors thank Dr. Shunsuke Sone, Nagano Health promotion Corporation, for helpful discussions.
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